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Nine Rivers Capital – Aurum Small Cap Opportunities

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About Company

Nine Rivers Started in 2008 as a private equity firm with some of the top minds of the finance world, It is an independent asset management and corporate advisory group which focuses on the high growth businesses from new economy and also traditional sectors,
Nine rivers capital Grown and adding size small/Mid cap public equities and corporate advisory in its offering and enjoys reputed position in these areas.

Fund Snapshot

Year of Inception 2012
Number of Stocks 12-15
Investment Horizon Medium to Long Term
Fund Managers Vivek Ganguly

About Fund Managers

Vivek Ganguly

Vivek Ganguly (Fund Manager ) 

Vivek Ganguly holds an MBA in Finance From Calcutta University and BA From Nagpur University and he has experience of over 22 years in investment management he was a principal at the Global Environment Fund and Fund manager at Quantum Asset management before joining Nine Rivers Capital. Vivek has a deep understanding of the financial and operational parts of different Businesses and had a blend of public and private equity investing.

Sandeep Daga Founder, MD & CIO, Nine Rivers Capital

Sandeep Daga

Founder, MD & CIO, Nine Rivers Capital

Sandeep Daga is a B.E. in Engineering graduate from Amravati University. He completed his master’s in management studies and finance from SVKM’s Narsee Monjee Institute.

Daga founded Nine Rivers Capital and has worked as the MD & CIO since 2007. Before Nine Rivers Capital, Sandeep Daga worked at ICICI Venture as a Head of B2B Investments. From 2000 to 2006, he was the director at Frontline Strategy, an India-centric PE firm. The PE Funds, which were advised by frontline, delivered top-quartile returns in five years, under the leadership of Sandeep Baga.

 

Unique Feature

A 360-degree approach to investments

FAQs

What is Nine Rivers Capital- Aurum Small Cap Opportunities’ investment horizon?

Nine Rivers Capital- Aurum Small Cap Opportunities’ investment horizon is medium to long-term investment in small-cap stocks.

What is Nine Rivers Capital- Aurum Small Cap Opportunities’ investment philosophy?

Price guardrail strategy- The proprietary system formulated by Nine Rivers Capital- Aurum Small Cap Opportunities facilitates apportioning an “entry price guardrail” and an “exit price guardrail” for each of the stocks that have been accepted to invest in. The proprietary strategy of Nine Rivers Capital is a tool that is effective in the mitigation of risk, which is called the “price guardrail strategy.”

Not overpaying- It is assumed that not overpaying for the stock is the most successful risk reduction approach regarding small and mid-cap investments for their proprietary strategy.

What is the Unique Feature of Nine Rivers Capital- Aurum Small Cap Opportunities?

The Unique Feature of Nine Rivers Capital- Aurum Small Cap Opportunities is that they employ a 360-degree approach and view investments.

What type of stocks does Nine Rivers Capital- Aurum Small Cap Opportunities invest in?

Nine Rivers Capital- Aurum Small Cap Opportunities invest in small-cap stocks. Small-cap stocks are a market cap of fewer than 3500 crores.

What is a fair strategy that Nine Rivers Capital- Aurum Small Cap Opportunities follows in investing?

Nine Rivers Capital- Aurum Small Cap Opportunities invests in small-cap stocks’ concentrated portfolios. These portfolios are maintained for a fixed term of 5 years. Nine Rivers Capital endeavors to monetize and systematically make a profit by the end of tenure.

What is the investment strategy of Nine Rivers Capital- Aurum Small Cap Opportunities?

Nine Rivers Capital- Aurum Small cap opportunities focus on investing in a concentrated portfolio of 12-15 high conviction ideas of small-cap stocks. Small-cap stocks are a market cap of fewer than 3500 crores. The portfolio is for a fixed term of 5 years. They aim to systematically monetize the portfolio at the end of 10 years which is a tenure.

What is the fee structure of Nine Rivers Capital- Aurum Small Cap Opportunities?

Nine Rivers Capital- Aurum Small Cap Opportunities’s fee structure involves the Fixed Fee, Variable Fee, and Exit Fee. Variable Fee comprises three parts: 2% management fees and 20% profit sharing above 10% hurdle rate. The Exit Fee is different depending upon the investment duration for one year is 3%, two years is 2%, and three years onwards is 1%

What is the proprietary strategy of Nine Rivers Capital- Aurum Small Cap Opportunities?

Nine Rivers Capital- Aurum Small Cap Opportunities has formulated a proprietary system that facilitates apportioning an “entry price guardrail” and an “exit price guardrail” for all the stocks that have been accepted to invest in. The proprietary strategy of Nine Rivers Capital is an effective tool for risk mitigation which is called “price guardrail strategy.” It is assumed that not overpaying for the stock is the most successful risk reduction approach regarding small and mid-cap investments for their proprietary strategy.

Investment Philosophy

  • Nine Rivers Capital – Aurum Small Cap Opportunities fund has created a proprietary system that is used to allocate an “entry price guardrail” and an “exit price guardrail” for each stock that has been accepted for investment. The “Price Guardrail Strategy” is a proprietary strategy of Nine Rivers Capital and is used as an effective tool for risk mitigation.
  • Nine Rivers Capital – Aurum Small Cap Opportunities fund assumes that the most successful risk reduction approach in small and mid-cap investing is to “not overpay” for a stock, so they apply the aforementioned guardrails to each stock.

Related Products

Product - AMC Category AUM (in Cr.) Performance 1M 3M 6M 1Y 2Y 3Y 5Y 10Y SI

Aurum Small Cap Opportunities

AMC Name: Nine Rivers Capital Inc Date: Dec 2012
small cap
(PMS)
NA Strategy 7.81 17.42 15.73 13.17 49.20 37.70 14.50 NA 28.80
Nifty Small Cap 100 4.91 4.49 -2.26 -6.25 31.20 20.80 4.40 NA 10.20

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Disclaimer: Investing Involves Risk. This document is for information purposes only and should not be viewed as a legal offering document or solicitation. Offers to invest in this fund are made only by the Discretionary Portfolio Management Services Agreement. Past performance does not guarantee future results and there is no assurance that the managed accounts will necessarily achieve their objectives. We do not guarantee any returns in the hand of investors not we take any sort of accountability for the performance of the scheme. The above-mentioned data is collected from the respected Fund house please verify the same at SEBI website.